中国农业科学 ›› 2014, Vol. 47 ›› Issue (18): 3545-3556.doi: 10.3864/j.issn.0578-1752.2014.18.003

• 耕作栽培·生理生化 • 上一篇    下一篇

冬小麦种植面积空间抽样样本布局的优化设计

王迪,陈仲新,周清波,刘佳   

  1. 中国农业科学院农业资源与农业区划研究所/农业部农业信息技术重点实验室,北京 100081
  • 收稿日期:2013-11-07 修回日期:2014-01-25 出版日期:2014-09-16 发布日期:2014-09-16
  • 通讯作者: 陈仲新,Tel/Fax:010-82105089;E-mail:chenzhongxin@caas.cn
  • 作者简介:王迪,Tel:010-82105072-803;Fax:010-82105089;E-mail:wangdicaas@126.com
  • 基金资助:
    农业部农业信息技术重点实验室开放基金(2013011)
    中国农业科学院农业资源与农业区划研究所2014年中央级公益性科研院所基本科研业务费专项资金
    欧盟第7框架项目(270351)
    国家自然科学基金项目(41001247)
    国家“863”计划统计遥感重点项目(2006AA120103)

Optimization of Samples Layout in Spatial Sampling Schemes    for Estimating Winter Wheat Planting Acreage

WANG Di, CHEN Zhong-xin, ZHOU Qing-bo, LIU Jia   

  1. Institute of Agricultural Resources and Regional Planning, Chinese Academy of Agricultural Sciences/Key Laboratory of Agri-Informatics, Ministry of Agriculture, Beijing 100081
  • Received:2013-11-07 Revised:2014-01-25 Online:2014-09-16 Published:2014-09-16

摘要: 【目的】样本布局是空间抽样调查方案设计中的关键要素。优化设计样本布局对于提高抽样样本对总体的代表性、降低抽样调查成本、改善抽样外推总体精度具有重要意义。论文针对现有农作物种植面积空间抽样调查技术体系中存在样本布局设计合理性不足的问题(如采用简单随机抽样进行样本布局设计时,无法保证各样本单元间相互独立、彼此间不存在空间相关性;而以往系统等距布样方式又存在样本间隔的制定缺乏科学依据),进一步提高现行农作物种植面积空间抽样调查效率。【方法】选取安徽省蒙城县和冬小麦种植面积2009年和2010年的冬小麦空间分布数据(分别源自ALOS AVNIR-2 和Landsat5 TM影像提取结果),通过地统计学理论与“3S”技术(遥感、地理信息系统和全球定位技术)及传统抽样方法相结合,首先,设计8种抽样单元尺寸水平,利用不同种尺寸水平的抽样单元离散抽样区、构建抽样框;其次,选取简单随机抽样方法初选样本单元,利用初选样本构建抽样单元内冬小麦种植面积比例的变异函数理论模型,基于该模型分析抽样单元间空间关联性和异质性,定量确定抽样单元空间关联阈值;然后,遵循传统抽样理论要求样本间相互独立原则,以抽样单元空间关联阈值为抽样间隔,采用空间系统等距的布局方式对冬小麦种植面积空间抽样样本布局进行了优化设计;最后,以简单随机抽样方法为对照,选取抽样外推总体相对误差、总体总值估计量的变异系数(CV)及样本容量为评价指标,对布局优化设计后的抽样样本外推总体精度、稳定性(通过变异系数反映)及抽样成本(通过样本容量反映)进行定量评价试验研究。【结果】抽样单元内冬小麦种植面积比例的变异性随单元尺度的增大而增大,8种单元尺度下的抽样单元内冬小麦种植面积比例的变异系数变化范围为32.75%—43.46%,属中等变异;抽样单元内冬小麦种植面积比例在一定范围内存在强烈的空间相关性,该空间相关性主要由结构性因素(如气候、地形、土壤类型等自然因素)决定。抽样单元内冬小麦种植面积比例的空间关联阈值随抽样单元尺寸的增大而增大;当抽样单元尺寸较小时(500 m×500 m—2 000 m×2 000 m),在样本容量相同条件下,经布局优化设计后的抽样样本外推总体的相对误差和变异系数明显低于简单随机抽样;当抽样单元尺寸较大时(2 500 m×2 500 m—4 000 m×4 000 m),布局优化设计后的抽样样本外推总体的相对误差和变异系数虽未明显降低,但样本容量却显著减小。【结论】该文可为改善农作物种植面积空间抽样调查效率提供试验依据。为研究区和研究对象,以正方形网格作为抽样基础单元,基于蒙城县

关键词: 空间抽样, 冬小麦, 种植面积, 样本布局, 地统计学, 空间相关性

Abstract: 【Objective】 Sample layout is one of the key factors in spatial sampling schemes for estimating crop planting acreage. Optimization of sample layout plays an important role in improving the representativeness of samples versus population and the accuracy of population extrapolation, decreasing the cost of survey sampling. In this study, focusing on the problem that the formulation of samples layout in the spatial sampling scheme for crop acreage estimation was not reasonable (e.g. samples units are  not all independent of each other, when simple random sampling method was used to formulate samples layout; sampling intervals are not able to be reasonably defined, when systematic sampling method was used in the design of samples layout), the author tried to propose a optimal formulation of samples layout to improve the efficiency of the spatial sampling scheme further.【Method】Mengcheng County in Anhui Province, China was chosen as the study area, winter wheat planting acreage as the study object, and square girds as the shape of sampling units. Geostatistics, “3S” techniques (Remote Sensing, Geographic Information Systems and Global Positioning techniques) and traditional sampling methods were used in this study. Firstly, 8 kinds of sampling unit sizes were formulated, and then the study area was split by the sampling units with these 8 kinds of sizes to construct the sampling frame. The winter wheat acreages in all sampling units were calculated based on the spatial distribution data of winter wheat in 2009 and 2010(derived by ALOS AVNIR-2 and Landsat5 TM image, respectively). Secondly, in order to build the Variogram theoretical model of winter wheat planting acreage proportion within the sampling unit (WPS), simple random sampling method was used to draw the initial samples. Spatial correlation and variability of sampling units were analyzed, and spatial correlation threshold was quantitatively determined by the Variogram theoretical model. Thirdly, the equi-spaced pattern (sampling intervals were identical in vertical and horizontal directions, and spatial correlation threshold of samples was chosen as the sampling interval) was used to reasonably formulate the samples layout, following the principle that samples units were independent of each other in the traditional sampling methods. Finally, the population extrapolation accuracy, stability and sampling cost were estimated according to the samples that the spatial layout were reasonably formulated. In order to evaluate the design efficiency of samples layout, relative error, coefficient of variation (CV) and sampling size were selected as the indices, and simple random sampling method as the control treatment. 【Result】The experimental results demonstrate that, the variability of WPS increased with sampling unit size increasing. CV of WPS varies from 32.75% to 43.46% under 8 kinds of sampling unit size levels; There was an intense spatial correlation among all of WPS within a certain range, and the spatial correlation was mainly dominated by structural factors (climate, topography, soil type). Spatial correlation thresholds of WPS increase with sampling unit size increasing; The relative error and CV of population extrapolation that samples layout was optimized were obviously less than those of simple random sampling method at the same sample size, while sampling unit size was small (500m×500m-2 000m×2 000m); Compared those of simple random sampling method, although the relative error and CV were not decreased after optimized design of sample layout, there was an obvious decreasing in sample size, when sampling unit size was larger (2 500m×2 500m-4 000m×4 000m).【Conclusion】In this way, this research can provide a solution for improving the efficiency of spatial sampling scheme to estimate crop planting acreage.

Key words: spatial sampling, winter wheat, planting acreage, sample layout, geostatistics, spatial correlation