Please wait a minute...
Journal of Integrative Agriculture  2021, Vol. 20 Issue (4): 1042-1059    DOI: 10.1016/S2095-3119(21)63635-3
Section 3: Innovation and inclusive development for poverty alleviation Advanced Online Publication | Current Issue | Archive | Adv Search |
Synthesize dual goals: A study on China’s ecological poverty alleviation system
LEI Ming1, 2, YUAN Xuan-yu2, YAO Xin-yan2
1 Institute on Poverty Research, Peking University, Beijing 100871, P.R.China
2 Guanghua School of Management, Peking University, Beijing 100871, P.R.China
Download:  PDF in ScienceDirect  
Export:  BibTeX | EndNote (RIS)      
摘要  

如何打破贫困与生态环境恶化的恶性循环一直受到广泛关注和讨论。在中国的扶贫实践中,生态扶贫 (EPA) 被认为是一项将扶贫与环保相结合以达成两者双赢的重要举措。一方面,尽管中国学者有关生态扶贫的大量研究取得了有益成果,但他们并未认识到生态扶贫不是各种政策的简单组合,而是一个涉及多种政策工具、政府机构、社会力量和代理关系的复杂系统。另一方面,国际上的相关研究更多关注于生态扶贫的某一项具体内容,如生态补偿等,而对生态扶贫的系统性概念缺乏详细的阐释,对中国生态扶贫的整体实践也缺乏关注。本文基于在中国贵州省进行的实地调研,提出了一个包含多主体的治理系统以阐释生态扶贫这一概念,并通过案例对这一系统内的关键要素及其相互关联进行分析,从而揭示这一系统的基本运行机制。生态扶贫系统的运作能力是实现扶贫开发与生态保护两者共赢目标的关键,首先,要加强系统内各主体之间的互动,建立稳定的沟通机制;其次,要强化各政策子系统中不同要素之间的联系,如不同生态产业的协同发展、生态移民搬迁前、中、后各环节的系统化等;最后,要促进子系统间的互动,使生态建设、生态产业、异地搬迁三者相互促进,最终达成贫困地区扶贫与生态保护的协调。




Abstract  
How to break the vicious cycle of poverty and ecological degradation is widely concerned and discussed.  In the poverty alleviation practices in China, ecological poverty alleviation (EPA) is regarded as an important way to synthesize the dual goals of poverty reduction and environmental protection and to achieve the win-win outcomes.  Many Chinese researchers have fruitful research achievements on EPA yet they do not recognize that EPA is not a simple combination of various policies, but a complex system involving multiple policy instruments, governmental agencies, social forces, and agents.  However, few studies abroad illustrate EPA in detail.  They focus more on specific components of EPA such as payment for ecosystem services while overlooking the integral concept of EPA and practices from China.  Based on field research in Guizhou Province, China, this paper proposes a framework of EPA with an effective multi-agent and co-government system, for demonstrating the concept and practice of EPA.  With case analysis, we illustrate key elements in this system and their relationships, and how they play a vital role in pursuing win-win outcomes in environmental protection and poverty alleviation.  The three dimensions of this EPA system have been discussed.  The first is to strengthen the interaction among the agents.  Many efforts should be made for establishing an efficient communication routine and a stable relationship among their interests.  The second is to reinforce the connection between diverse elements in each policy subsystem, such as the systematization and coordination of the ecological industry development, the systematization of the links before, during, and after the relocation of ecological immigrants, etc.  The third is to promote the interactions between the three subsystems, so that ecological enhancement, ecological compensation, and industrial development, and migration and relocation can promote each other, and ultimately promote the coordination of poverty alleviation and ecological protection in poverty-stricken areas.  Thus, this paper analyzes how to establish the communication routine among the relevant agents of EPA, the interaction among the internal elements of the subsystems, and the relationship between the subsystems in series, trying to reveal the basic operating mechanism of the system.
Keywords:  poverty alleviation        ecological poverty alleviation        systematic characteristics        China        interaction  
Received: 02 December 2020   Accepted:
Corresponding Authors:  Correspondence YUAN Xuan-yu, E-mail: 1801110958@pku.edu.cn   
About author:  LEI Ming, Tel: +86-10-62756243, E-mail: leiming@gsm.pku.edu.cn;

Cite this article: 

LEI Ming, YUAN Xuan-yu, YAO Xin-yan. 2021. Synthesize dual goals: A study on China’s ecological poverty alleviation system. Journal of Integrative Agriculture, 20(4): 1042-1059.

Alix-Garcia J M, Sims K R E, Yañez-Pagans P. 2015. Only one tree from each seed? Environmental effectiveness and poverty alleviation in Mexico’s payments for ecosystem services program. American Economic Journal (Economic Policy), 7, 1–40. 
Alvarado R, Toledo E. 2017. Environmental degradation and economic growth: Evidence for a developing country. Environment, Development and Sustainability, 19, 1205–1218. 
Bird K, Hulme D, Moore K, Shepherd A. 2002. Chronic poverty in remote rural areas. Working Paper 13. Chronic Poverty Research Centre, New York, USA.
Bird K, Shepherd A. 2003. Livelihoods and chronic poverty in semi-arid Zimbabwe. World Development, 31, 591–610.
Brockington D, Schmidt-Soltau K. 2004. The social and environmental impacts of wilderness and development. Oryx, 38, 140–142.
Brundtland G H, Khalid M. 1987. Our common future. In: Tolba M K, Biswas A K, eds., Earth and Us: Population–Resources–Environment–Development (United Nations Environment Programme). Butterworth-Heinemann, New York. pp. 29–31.
Bulte E H, Lipper L, Stringer R, Zilberman D. 2008. Payments for ecosystem services and poverty reduction: Concepts, issues, and empirical perspectives. Environment and Development Economics, 13, 245–254.
Cao S, Shang D, Yue H, Ma H. 2017. A win-win strategy for ecological restoration and biodiversity conservation in Southern China. Environmental Research Letters, 12, 9. 
Cavendish W. 2000. Empirical regularities in the poverty-environment relationship of rural households: Evidence from Zimbabwe. World Development, 28, 1979–2003. 
Chen C, Gu X, Liu Y. 2018. Practice and thinking of ecological migration for poverty alleviation focus on both “ecology” and “overcome poverty”: A case study of Yongxing Town, Meitan, Guizhou. Ecological Economy, 34, 134–139. (in Chinese)
Chen J, Liu D Q, Wang C. 2017. Research review of ecological poverty alleviation. Forestry Economics, 8, 35–40. (in Chinese)
Cheng X, Shuai C, Liu J, Wang J, Liu Y, Li W, Shuai J. 2018a. Topic modelling of ecology, environment and poverty nexus: An integrated framework. Agriculture, Ecosystems and Environment, 267, 1–14. 
Cheng X, Shuai C, Wang J. 2018b. The impact of eco-environment and disaster factors on poverty: A review. Resources Science, 40, 676–697. (in Chinese)
Cheng X, Shuai C, Wang J, Li W, Shuai J, Liu Y. 2018c. Building a sustainable development model for China’s poverty-stricken reservoir regions based on system dynamics. Journal of Cleaner Production, 176, 535–554. 
Dasgupta P. 2003. Chapter 5 - Population, poverty, and the natural environment. In: Mäler K G, Vincent J R, eds., Handbook of Environmental Economics. vol. 1. Elsevier. pp. 191–247.
Dasgupta S, Deichmann U, Meisner C, Wheeler D. 2005. Where is the poverty-environment nexus? Evidence from Cambodia, Lao PDR, and Vietnam. World Development, 33, 617–638. 
DeClerck F, Ingram J C, Rumbaitis Del Rio C M. 2006. The role of ecological theory and practice in poverty alleviation and environmental conservation. Frontiers in Ecology and the Environment, 4, 533–540. 
Deng C, Zhang S, Lu Y, Li Q. 2020. Determining the ecological compensation standard based on forest multifunction evaluation and financial net present value analysis: A case study in southwestern Guangxi, China. Journal of Sustainable Forestry, 39, 730–749. 
Engel S, Pagiola S, Wunder S. 2008. Designing payments for environmental services in theory and practice: An overview of the issues. Ecological Economics, 65, 663–674. 
Fan M, Li Y, Li W. 2015. Solving one problem by creating a bigger one: The consequences of ecological resettlement for grassland restoration and poverty alleviation in Northwestern China. Land Use Policy, 42, 124–130. 
Fisher J A, Patenaude G, Giri K, Lewis K, Meir P, Pinho P, Williams M. 2014. Understanding the relationships between ecosystem services and poverty alleviation: A conceptual framework. Ecosystem Services, 7, 34–45. 
Fisher J A, Patenaude G, Meir P, Nightingale A J, Rounsevell M D A, Williams M, Woodhouse I H. 2013. Strengthening conceptual foundations: Analysing frameworks for ecosystem services and poverty alleviation research. Global Environmental Change, 23, 1098–1111. 
Gray L C, Moseley W G. 2005. A geographical perspective on poverty - Environment interactions. The Geographical Journal, 171, 9–23.
Grieg-Gran M, Porras I, Wunder S. 2005. How can market mechanisms for forest environmental services help the poor? Preliminary lessons from Latin America. World Development, 33, 1511–1527. 
Hengsdijk H, Wang G H, Van den Berg M M, Wang J D, Wolf J, Lu C H, Roetter R P, Van Keulen H. 2007. Poverty and biodiversity trade-offs in rural development: A case study for Pujiang County, China. Agricultural Systems, 94, 851–861. 
Howe C, Suich H, Vira B, Mace G M. 2014. Creating win-wins from trade-offs? Ecosystem services for human well-being: A meta-analysis of ecosystem service trade-offs and synergies in the real world. Global Environmental Change, 28, 263–275. 
Huang L, Shao Q, Liu J. 2012. Forest restoration to achieve both ecological and economic progress, Poyang Lake basin, China. Ecological Engineering, 44, 53–60. 
Huang L, Shao Q, Liu J, Lu Q. 2018. Improving ecological conservation and restoration through payment for ecosystem services in Northeastern Tibetan Plateau, China. Ecosystem Services, 31, 181–193. 
Huberman D, Programme I F C. 2008. A gateway to PES: Using payments for ecosystem services for livelihoods and landscapes. Markets and Incentives for Livelihoods and Landscapes, 37, 13–36.
Ison R L, Maiteny P T, Carr S, 1997. Systems methodologies for sustainable natural resources research and development. Agricultural Systems, 55, 257–272.
Jiao Q, Li R, Wang F, Mu X, Li P, An C. 2016. Impacts of re-vegetation on surface soil moisture over the Chinese Loess Plateau based on remote sensing datasets. Remote Sensing, 8, 156–170.
Kangalawe R Y M, Noe C. 2012. Biodiversity conservation and poverty alleviation in Namtumbo District, Tanzania. Agriculture, Ecosystems and Environment, 162, 90–100. 
Kinzig A P, Perrings C, Chapin F S, Polasky S, Smith V, Tilman D, Turner B. 2011. Paying for ecosystem services - Promise and peril. Science, 334, 603–604.
Kosoy N, Corbera E, Brown K. 2008. Participation in payments for ecosystem services: Case studies from the Lacandon rainforest, Mexico. Geoforum, 39, 2073–2083. 
Lee E, Mahanty S. 2009. Payments for environmental services and poverty reduction: Risks and opportunities. The Center for People and Forests, RECOFTC.
Lei M. 2017. Ecological poverty alleviation under green development. Journal of China Agricultural University (Social Sciences), 34, 87–94. (in Chinese)
Leng Z, Ding J, Yin Q. 2018. Study on the ecological poverty alleviation. Journal of Jishou University (Social Sciences Edition), 39, 70–75. (in Chinese)
Li P, Ke C, Cai Z, Fang P. 2019. Measurement and promotion strategy of poverty alleviation effect through ecological tourism in Huangang City. Meteorological & Environmental Research, 10, 45–53. (in Chinese)
Li X, Li Q. 2013. Analysis on the interactive mode between the poverty characteristics & ecological protection and poverty reduction of contiguous destitute areas in Qinling-Dabashan Region. Research of Agricultural Modernization, 4, 408–411. (in Chinese)
Liang F. 2011. Research on the Chinese eco-migration. Journal of China Three Gorges University (Humanities & Social Sciences), 33, 11–15.
Liu C, Xu M, Zhou K, Zeng F, Liu Z. 2019. Coupling development mechanism and typical ways of targeted poverty alleviation and eco-compensation in China: Case analysis based on forestry. Journal of Natural Resources, 34, 989–1002. (in Chinese)
Liu H, Yeerken W, Stein H. 2013. Study of poverty alleviation strategy based on labor force quality improvement and ecological protection in Western China. Chinese Journal of Population Resources and Environment, 11, 218–226. 
Liu W, Xu J, Li J. 2018. The influence of poverty alleviation resettlement on rural household livelihood vulnerability in the western mountainous areas, China. Sustainability (Switzerland), 10, 1–15. 
Liu Y, Li Y. 2017. Revitalize the world’s countryside. Nature, 548, 275–277.
Liu Y, Liu J, Zhou Y. 2017. Spatio-temporal patterns of rural poverty in China and targeted poverty alleviation strategies. Journal of Rural Studies, 52, 66–75. 
Liu Y, Wang J, Deng X. 2008. Rocky land desertification and its driving forces in the karst areas of rural Guangxi, Southwest China. Journal of Mountain Science, 5, 350–357. 
Lo K, Xue L, Wang M. 2016. Spatial restructuring through poverty alleviation resettlement in rural China. Journal of Rural Studies, 47, 496–505. 
Losty P A, Weinberg G M. 1976. An introduction to general systems thinking. Journal of the Royal Statistical Society (Series A: General), 139, 544. 
Muradian R, Arsel M, Pellegrini L, Adaman F, Aguilar B, Agarwal B, Urama K. 2013. Payments for ecosystem services and the fatal attraction of win-win solutions. Conservation Letters, 6, 274–279. 
Muradian R, Corbera E, Pascual U, Kosoy N, May P H. 2010. Reconciling theory and practice: An alternative conceptual framework for understanding payments for environmental services. Ecological Economics, 69, 1202–1208. 
Muradian R, Rival L. 2012. Between markets and hierarchies: The challenge of governing ecosystem services. Ecosystem Services, 1, 93–100.
Ola O, Menapace L, Benjamin E, Lang H. 2019. Determinants of the environmental conservation and poverty alleviation objectives of Payments for Ecosystem Services (PES) programs. Ecosystem Services, 35, 52–66. 
Pagiola S. 2008. Payments for environmental services in Costa Rica. Ecological Economics, 65, 712–724. 
Pagiola S, Arcenas A, Platais G. 2005. Can payments for environmental services help reduce poverty? An exploration of the issues and the evidence to date from Latin America. World Development, 33, 237–253. 
Pagiola S, Platais G. 2004. Payments for Environmental Services: From Theory to Practice. World Bank, Washington, D.C. pp. 1–22.
Pani P, Carling P. 2013. Land degradation and spatial vulnerabilities: A study of inter-village differences in Chambal Valley, India. Asian Geographer, 30, 65–79. 
Qiu F, Yang Z S. 2019. Research progress on poverty alleviation by ecological compensation. Asian Agricultural Research, 11, 88–96.
Ravallion M, Wodon Q. 1999. Poor areas, or only poor people? Journal of Regional Science, 39, 689–711. 
Rogers S, Li J, Lo K, Guo H, Li C. 2020. China’s rapidly evolving practice of poverty resettlement: Moving millions to eliminate poverty. Development Policy Review, 38, 541–554.
Rogers S, Wang M. 2006. Environmental resettlement and social dis/re-articulation in Inner Mongolia, China. Population and Environment, 28, 41–68. 
Sanderson S E, Redford K H. 2003. Contested relationships between biodiversity conservation and poverty alleviation. Oryx, 37, 389. 
Sauer J, Wossink A. 2013. Marketed outputs and non-marketed ecosystem services: The evaluation of marginal costs. European Review of Agricultural Economics, 40, 573–603. 
Shang W, Gong Y, Wang Z, Stewardson M J. 2018. Eco-compensation in China: Theory, practices and suggestions for the future. Journal of Environmental Management, 210, 162–170. 
Shen J, Han X, Hou Y, Wu J, Wen Y. 2015. The relationship between marine biodiversity conservation and poverty alleviation in the strategies of rural development in China. Journal of Coastal Research, 73, 781–785. 
Shen M, Yang P. 2016. Study on the connotation and operating mode of ecological poverty alleviation. Rural Economy, 7, 3–8. (in Chinese)
de Sherbinin A, VanWey L K, McSweeney K, Aggarwal R, Barbieri A, Henry S, Walker R. 2008. Rural household demographics, livelihoods and the environment. Global Environmental Change, 18, 38–53. 
Sims K R E. 2010. Conservation and development: Evidence from Thai protected areas. Journal of Environmental Economics and Management, 60, 94–114. 
Su D, Mei J. 2018. Study on the Xi Jinping’s thought of “targeted poverty alleviation”. Continue Education Research, 244, 8–9. (in Chinese)
Suich H, Howe C, Mace G. 2015. Ecosystem services and poverty alleviation: A review of the empirical links. Ecosystem Services, 12, 137–147. 
Swinton S M. 2010. Payment for environmental services in agricultural landscapes: Economic policies and poverty reduction in developing countries. European Review of Agricultural Economics, 37, 426–428.
Tan Z. 2018. Reflections on the ecological compensation for poverty alleviation in deep and poor areas - Take Luxi County as an example. China Forestry Economics, 150, 21–23. (in Chinese)
Todaro M P. 1990. Economic Development in the Third World. 4th edition. Longman, London. 
Wang C, Pang W, Hong J. 2017. Impact of a regional payment for ecosystem service program on the livelihoods of different rural households. Journal of Cleaner Production, 164, 1058–1067. 
Wang F, Yang D, Wang C, Zhang X. 2015. The effect of payments for ecosystem services programs on the relationship of livelihood capital and livelihood strategy among rural communities in northwestern China. Sustainability (Switzerland), 7, 9628–9648. 
Wang W, Ren Q, Yu J. 2018. Impact of the ecological resettlement program on participating decision and poverty reduction in southern Shaanxi, China. Forest Policy and Economics, 95, 1–9.
Wang Z. 2012. Research on coupling of poverty alleviation through ecological measures and agricultural industrialization in areas with rich ecological resources. Journal of Northwest A&F University (Social Science Edition), 12, 70–74. (in Chinese)
Wu L, Jin L. 2020. How eco-compensation contribute to poverty reduction: A perspective from different income group of rural households in Guizhou, China. Journal of Cleaner Production, 275, 1–8. 
Wunder S. 2008. Payments for environmental services and the poor: Concepts and preliminary evidence. Environment and Development Economics, 13, 279–297. 
Yang Y, de Sherbinin A, Liu Y. 2020. China’s poverty alleviation resettlement: Progress, problems and solutions. Habitat International, 98, 1–13. 
Yin R, Liu C, Zhao M, Yao S, Liu H. 2014. The implementation and impacts of China’s largest payment for ecosystem services program as revealed by longitudinal household data. Land Use Policy, 40, 45–55. 
Yu T. 2003. Study on sustainable development in the poor areas coupled with vulnerable eco-environment. China Population, Resources and Environment, 2, 50–54. (in Chinese)
Zhou Y, Li Y, Liu Y. 2020. The nexus between regional eco-environmental degradation and rural impoverishment in China. Habitat International, 96, 1–15.
Zilberman D, Lipper L, McCarthy N. 2006. When are payments for environmental services beneficial to the poor? Working Paper, No. 06-04. The Agricultural and Development Economics Division (ESA), The Food and Agriculture Organization of the United Nations.
[1] LI Dong-qing, ZHANG Ming-xue, LÜ Xin-xin, HOU Ling-ling. Does nature-based solution sustain grassland quality? Evidence from rotational grazing practice in China[J]. >Journal of Integrative Agriculture, 2023, 22(8): 2567-2576.
[2] QIAO Fang-bin, HUANG Ji-kun. Farmers’ risk preference and fertilizer use[J]. >Journal of Integrative Agriculture, 2021, 20(7): 1987-1995.
[3] CHENG Xiao-yu, WANG Jian-ying, Kevin Z. CHEN. Elite capture, the “follow-up checks” policy, and the targeted poverty alleviation program: Evidence from rural western China[J]. >Journal of Integrative Agriculture, 2021, 20(4): 880-890.
[4] LENG Gan-xiao, FENG Xiao-long, QIU Huan-guang . Income effects of poverty alleviation relocation program on rural farmers in China[J]. >Journal of Integrative Agriculture, 2021, 20(4): 891-904.
[5] LIU Ming-yue, FENG Xiao-long, WANG San-gui, ZHONG Yu. Does poverty-alleviation-based industry development improve farmers’ livelihood capital?[J]. >Journal of Integrative Agriculture, 2021, 20(4): 915-926.
[6] LI Shao-ping, DONG Yong-qing, ZHANG Lin-xiu, LIU Cheng-fang. Off-farm employment and poverty alleviation in rural China[J]. >Journal of Integrative Agriculture, 2021, 20(4): 943-952.
[7] Karine HAJI. E-commerce development in rural and remote areas of BRICS countries[J]. >Journal of Integrative Agriculture, 2021, 20(4): 979-997.
[8] PENG Chao, MA Biao, ZHANG Chen. Poverty alleviation through e-commerce: Village involvement and demonstration policies in rural China[J]. >Journal of Integrative Agriculture, 2021, 20(4): 998-1011.
[9] QIN Li-jian, Chien-ping CHEN, LI Yu-heng, SUN Yan-ming, CHEN Hong . The impact of the New Rural Cooperative Medical Scheme on the “health poverty alleviation” of rural households in China[J]. >Journal of Integrative Agriculture, 2021, 20(4): 1068-1079.
[10] ZHANG Dan-dan, ZHAO Sheng-yuan, WU Qiu-lin, LI Yu-yan, WU Kong-ming. Cold hardiness of the invasive fall armyworm, Spodoptera frugiperda in China[J]. >Journal of Integrative Agriculture, 2021, 20(3): 764-771.
[11] ZHANG Dan-dan, XIAO Yu-tao, XU Peng-jun, YANG Xian-ming, WU Qiu-lin, WU Kong-ming. Insecticide resistance monitoring for the invasive populations of fall armyworm, Spodoptera frugiperda in China[J]. >Journal of Integrative Agriculture, 2021, 20(3): 783-791.
[12] SUN Xiao-xu, HU Chao-xing, JIA Hui-ru, WU Qiu-lin, SHEN Xiu-jing, ZHAO Sheng-yuan, JIANG Yu-ying, WU Kong-ming. Case study on the first immigration of fall armyworm, Spodoptera frugiperda invading into China[J]. >Journal of Integrative Agriculture, 2021, 20(3): 664-672.
[13] JIN Cang-yu, Retsef LEVI, LIANG Qiao, Nicholas RENEGAR, ZHOU Jie-hong. Food safety inspection and the adoption of traceability in aquatic wholesale markets: A game-theoretic model and empirical evidence[J]. >Journal of Integrative Agriculture, 2021, 20(10): 2807-2819.
[14] WU Jian-zhai, ZHANG Jing, GE Zhang-ming, XING Li-wei, HAN Shu-qing, SHEN Chen, KONG Fan-tao . Impact of climate change on maize yield in China from 1979 to 2016[J]. >Journal of Integrative Agriculture, 2021, 20(1): 289-299.
[15] DU Zhi-xiong, LAI Xiao-dong, LONG Wen-jin, GAO Liang-liang. The short- and long-term impacts of the COVID-19 pandemic on family farms in China-Evidence from a survey of 2 324 farms[J]. >Journal of Integrative Agriculture, 2020, 19(12): 2877-2890.
No Suggested Reading articles found!