中国农业科学 ›› 2025, Vol. 58 ›› Issue (5): 831-839.doi: 10.3864/j.issn.0578-1752.2025.05.001

• 作物遗传育种·种质资源·分子遗传学 •    下一篇

“基因编辑农作物”专利规制的困境及出路

徐以恒()   

  1. 南京师范大学中国法治现代化研究院,南京 210023
  • 收稿日期:2024-07-29 接受日期:2024-09-24 出版日期:2025-03-07 发布日期:2025-03-07
  • 联系方式: 徐以恒,E-mail:18061267356@163.com
  • 基金资助:
    2023年度江苏省研究生科研与实践创新计划(KYCX23_1543)

The Dilemma and Way Out of Patent Regulation for Gene-Edited Crops

XU YiHeng()   

  1. Institute for Chinese Legal Modernization Studies of Nanjing Normal University, Nanjing 210023
  • Received:2024-07-29 Accepted:2024-09-24 Published:2025-03-07 Online:2025-03-07

摘要:

基因编辑农作物是生物技术与农业科学交叉结合的产物,代表着现代农业发展的重要方向。随着CRISPR-Cas9系统的迅速发展,农作物性状改良的科研与商业开发逐渐转入“技术导向型”路径,不仅颠覆了传统的农作物种植方式,而且从根本上推动了人类探索农作物的研究进程。然而,针对基础研究工具主张专利权的现象不仅引发了学术界的广泛争议,也对农作物资源的共享与利用产生了深远影响——私主体就CRISPR-Cas9技术申请专利,限制了其他研究者和农民在探索和利用遗传资源方面的机会。这种做法不仅阻碍了科学研究的进展,也违背了遗传资源应为全人类共享的基本共识。农作物资源的共享与开放关系到全球农业的可持续发展和生态平衡,是维护公众利益的必要条件。如何在原生资源拥有者、研究人员、研究投资者和公众之间合理分配利益与风险,是生物技术专利治理亟须回应的重点问题,也是构建新型科学伦理和规制新兴技术的应有之义。然而,我国在这一领域的政策回应尚显不足。为缓解专利权排他效应导致的负面影响,需重新审视和构建相关制度的框架结构。首先,应当以道德效用原则为观念归依,强调科学研究的公共性及其对社会的责任,慎重考量发明对社会道德的“伤害”性质。其次,落实生物遗传资源强制披露制度是实现透明和公正的重要步骤,“申请人根据诚实信用原则如实披露农作物基因的实际来源”应上升为强制性规范。最后,基础性专利技术的开放授权可参考软件开源的经验,通过研究工具的开放共享鼓励更多的研究者参与到农作物资源的探索中,以实现更广泛的科学合作与成果转化。

关键词: 基因编辑, 农作物知识产权, 基因专利, 科技伦理, CRISPR

Abstract:

Gene-edited crops, the product of the intersection between biotechnology and agricultural science, represent a crucial direction in the development of modern agriculture. With the rapid advancement of the CRISPR-Cas9 system, the scientific research and commercial development of crop trait improvement have gradually shifted towards a “technology-driven” path, which has not only overturned traditional crop cultivation methods but also fundamentally propelled humanity’s exploration of crop research. Nevertheless, the phenomenon of patenting fundamental research tools has sparked widespread controversy within academia and profoundly impacted the sharing and utilization of crop resources. Private entities patenting CRISPR-Cas9 technology restrict other researchers and farmers’ opportunities to explore and harness genetic resources. This practice not only hinders scientific progress but also violates the fundamental consensus that genetic resources should be shared by all humanity. The sharing and openness of crop resources are crucial for the sustainable development of global agriculture and ecological balance, serving as a necessary condition for safeguarding public interests. A key issue that the governance of biotechnology patents urgently needs to address is how to reasonably allocate benefits and risks among traditional communities, researchers, research investors, and the public. This is also essential for constructing a new scientific ethics framework and regulating emerging technologies. However, China’s policy responses in this area are still insufficient. To mitigate the negative effects stemming from the exclusivity of patents, it is imperative to reassess and reconstruct the framework of relevant systems. Firstly, we should adhere to the principle of moral utility, emphasizing the public nature of scientific research and its social responsibilities, while carefully considering the “harmful” nature of inventions to social morality. Secondly, implementing a mandatory disclosure system for biological genetic resources is a crucial step towards achieving transparency and fairness, with “applicants truthfully disclosing the actual origin of crop genes based on the principle of good faith” elevated to a mandatory norm. Lastly, the open licensing of fundamental patented technologies can draw inspiration from the experience of open-source software, encouraging more researchers to participate in the exploration of crop resources through the open sharing of research tools, thereby facilitating broader scientific collaboration and the transformation of research outcomes.

Key words: gene editing, crop intellectual property, technology patents, ethics of science and technology, CRISPR