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Early-season crop type mapping using 30-m reference time series
HAO Peng-yu, TANG Hua-jun, CHEN Zhong-xin, MENG Qing-yan, KANG Yu-peng
2020, 19 (7): 1897-1911.   DOI: 10.1016/S2095-3119(19)62812-1
Abstract130)      PDF in ScienceDirect      
Early-season crop type mapping could provide important information for crop growth monitoring and yield prediction, but the lack of ground-surveyed training samples is the main challenge for crop type identification.  Although reference time series based method (RBM) has been proposed to identify crop types without the use of ground-surveyed training samples, the methods are not suitable for study regions with small field size because the reference time series are mainly generated using data set with low spatial resolution.  As the combination of Landsat data and Sentinel-2 data could increase the temporal resolution of 30-m image time series, we improved the RBM by generating reference normalized difference vegetation index (NDVI)/enhanced vegetation index (EVI) time series at 30-m resolution (30-m RBM) using both Landsat and Sentinel-2 data, then tried to estimate the potential of the reference NDVI/EVI time series for crop identification at early season.  As a test case, we tried to use the 30-m RBM to identify major crop types in Hengshui, China at early season of 2018, the results showed that when the time series of the entire growing season were used for classification, overall classification accuracies of the 30-m RBM were higher than 95%, which were similar to the accuracies acquired using the ground-surveyed training samples.  In addition, cotton, spring maize and summer maize distribution could be accurately generated 8, 6 and 8 weeks before their harvest using the 30-m RBM; but winter wheat can only be accurately identified around the harvest time phase.  Finally, NDVI outperformed EVI for crop type classification as NDVI had better separability for distinguishing crops at the green-up time phases.  Comparing with the previous RBM, advantage of 30-m RBM is that the method could use the samples of the small fields to generate reference time series and process image time series with missing value for early-season crop classification; while, samples collected from multiple years should be further used so that the reference time series could contain more crop growth conditions.
 
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Research advances of SAR remote sensing for agriculture applications: A review
LIU Chang-an, CHEN Zhong-xin, SHAO Yun, CHEN Jin-song, Tuya Hasi, PAN Hai-zhu
2019, 18 (3): 506-525.   DOI: 10.1016/S2095-3119(18)62016-7
Abstract456)      PDF (343KB)(1034)      
Synthetic aperture radar (SAR) is an effective and important technique in monitoring crop and other agricultural targets because its quality does not depend on weather conditions.  SAR is sensitive to the geometrical structures and dielectric properties of the targets and has a certain penetration ability to some agricultural targets.  The capabilities of SAR for agriculture applications can be organized into three main categories: crop identification and crop planting area statistics, crop and cropland parameter extraction, and crop yield estimation.  According to the above concepts, this paper systematically analyses the recent progresses, existing problems and future directions in SAR agricultural remote sensing.  In recent years, with the remarkable progresses in SAR remote sensing systems, the available SAR data sources have been greatly enriched.  The accuracies of the crop classification and parameter extraction by SAR data have been improved progressively.  But the development of modern agriculture has put forwarded higher requirements for SAR remote sensing.  For instance, the spatial resolution and revisiting cycle of the SAR sensors, the accuracy of crop classification, the whole phenological period monitoring of crop growth status, the soil moisture inversion under the condition of high vegetation coverage, the integrations of SAR remote sensing retrieval information with hydrological models and/or crop growth models, and so on, still need to be improved.  In the future, the joint use of optical and SAR remote sensing data, the application of multi-band multi-dimensional SAR, the precise and high efficient modeling of electromagnetic scattering and parameter extraction of crop and farmland composite scene, the development of light and small SAR systems like those onboard unmanned aerial vehicles and their applications will be active research areas in agriculture remote sensing.  This paper concludes that SAR remote sensing has great potential and will play a more significant role in the various fields of agricultural remote sensing. 
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High resolution crop intensity mapping using harmonized Landsat-8 and Sentinel-2 data
HAO Peng-yu, TANG Hua-jun, CHEN Zhong-xin, YU Le, WU Ming-quan
2019, 18 (12): 2883-2897.   DOI: 10.1016/S2095-3119(19)62599-2
Abstract110)      PDF in ScienceDirect      
An increase in crop intensity could improve crop yield but may also lead to a series of environmental problems, such as depletion of ground water and increased soil salinity.  The generation of high resolution (30 m) crop intensity maps is an important method used to monitor these changes, but this is challenging because the temporal resolution of the 30-m image time series is low due to the long satellite revisit period and high cloud coverage.  The recently launched Sentinel-2 satellite could provide optical images at 10–60 m resolution and thus improve the temporal resolution of the 30-m image time series.  This study used harmonized Landsat Sentinel-2 (HLS) data to identify crop intensity.  The sixth polynomial function was used to fit the normalized difference vegetation index (NDVI) and enhanced vegetation index (EVI) curves.  Then, 15-day NDVI and EVI time series were then generated from the fitted curves and used to generate the extent of croplands.  Lastly, the first derivative of the fitted VI curves were used to calculate the VI peaks; spurious peaks were removed using artificially defined thresholds and crop intensity was generated by counting the number of remaining VI peaks.  The proposed methods were tested in four study regions, with results showing that 15-day time series generated from the fitted curves could accurately identify cropland extent.  Overall accuracy of cropland identification was higher than 95%.  In addition, both the harmonized NDVI and EVI time series identified crop intensity accurately as the overall accuracies, producer’s accuracies and user’s accuracies of non-cropland, single crop cycle and double crop cycle were higher than 85%.  NDVI outperformed EVI as identifying double crop cycle fields more accurately.
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Design of a spatial sampling scheme considering the spatial autocorrelation of crop acreage included in the sampling units
WANG Di, ZHOU Qing-bo, YANG Peng, CHEN Zhong-xin
2018, 17 (09): 2096-2106.   DOI: 10.1016/S2095-3119(17)61882-3
Abstract342)      PDF in ScienceDirect      
Information on crop acreage is important for formulating national food polices and economic planning.  Spatial sampling, a combination of traditional sampling methods and remote sensing and geographic information system (GIS) technology, provides an efficient way to estimate crop acreage at the regional scale.  Traditional sampling methods require that the sampling units should be independent of each other, but in practice there is often spatial autocorrelation among crop acreage contained in the sampling units.  In this study, using Dehui County in Jilin Province, China, as the study area, we used a thematic crop map derived from Systeme Probatoire d’Observation de la Terre (SPOT-5) imagery, cultivated land plots and digital elevation model data to explore the spatial autocorrelation characteristics among maize and rice acreage included in sampling units of different sizes, and analyzed the effects of different stratification criteria on the level of spatial autocorrelation of the two crop acreages within the sampling units.  Moran’s I, a global spatial autocorrelation index, was used to evaluate the spatial autocorrelation among the two crop acreages in this study.  The results showed that although the spatial autocorrelation level among maize and rice acreages within the sampling units generally decreased with increasing sampling unit size, there was still a significant spatial autocorrelation among the two crop acreages included in the sampling units (Moran’s I varied from 0.49 to 0.89), irrespective of the sampling unit size.  When the sampling unit size was less than 3 000 m, the stratification design that used crop planting intensity (CPI) as the stratification criterion, with a stratum number of 5 and a stratum interval of 20% decreased the spatial autocorrelation level to almost zero for the maize and rice area included in sampling units within each stratum.  Therefore, the traditional sampling methods can be used to estimate the two crop acreages.  Compared with CPI, there was still a strong spatial correlation among the two crop acreages included in the sampling units belonging to each stratum when cultivated land fragmentation and ground slope were used as stratification criterion.  As far as the selection of stratification criteria and sampling unit size is concerned, this study provides a basis for formulating a reasonable spatial sampling scheme to estimate crop acreage.
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Agricultural remote sensing big data: Management and applications
Yanbo Huang, CHEN Zhong-xin, YU Tao, HUANG Xiang-zhi, GU Xing-fa
2018, 17 (09): 1915-1931.   DOI: 10.1016/S2095-3119(17)61859-8
Abstract645)      PDF (13014KB)(365)      
Big data with its vast volume and complexity is increasingly concerned, developed and used for all professions and trades. Remote sensing, as one of the sources for big data, is generating earth-observation data and analysis results daily from the platforms of satellites, manned/unmanned aircrafts, and ground-based structures. Agricultural remote sensing is one of the backbone technologies for precision agriculture, which considers within-field variability for site-specific management instead of uniform management as in traditional agriculture. The key of agricultural remote sensing is, with global positioning data and geographic information, to produce spatially-varied data for subsequent precision agricultural operations. Agricultural remote sensing data, as general remote sensing data, have all characteristics of big data. The acquisition, processing, storage, analysis and visualization of agricultural remote sensing big data are critical to the success of precision agriculture. This paper overviews available remote sensing data resources, recent development of technologies for remote sensing big data management, and remote sensing data processing and management for precision agriculture. A five-layer-fifteenlevel (FLFL) satellite remote sensing data management structure is described and adapted to create a more appropriate four-layer-twelve-level (FLTL) remote sensing data management structure for management and applications of agricultural remote sensing big data for precision agriculture where the sensors are typically on high-resolution satellites, manned aircrafts, unmanned aerial vehicles and ground-based structures. The FLTL structure is the management and application framework of agricultural remote sensing big data for precision agriculture and local farm studies, which outlooks the future coordination of remote sensing big data management and applications at local regional and farm scale.
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Assimilation of temporal-spatial leaf area index into the CERES-Wheat model with ensemble Kalman filter and uncertainty assessment for improving winter wheat yield estimation
LI He, JIANG Zhi-wei, CHEN Zhong-xin, REN Jian-qiang, LIU Bin, Hasituya
2017, 16 (10): 2283-2299.   DOI: 10.1016/S2095-3119(16)61351-5
Abstract584)      PDF in ScienceDirect      
To accurately estimate winter wheat yields and analyze the uncertainty in crop model data assimilations, winter wheat yield estimates were obtained by assimilating measured or remotely sensed leaf area index (LAI) values.  The performances of the calibrated crop environment resource synthesis for wheat (CERES-Wheat) model for two different assimilation scenarios were compared by employing ensemble Kalman filter (EnKF)-based strategies.  The uncertainty factors of the crop model data assimilation was analyzed by considering the observation errors, assimilation stages and temporal-spatial scales.  Overall, the results indicated a better yield estimate performance when the EnKF-based strategy was used to comprehensively consider several factors in the initial conditions and observations.  When using this strategy, an adjusted coefficients of determination (R2) of 0.84, a root mean square error (RMSE) of 323 kg ha–1, and a relative errors (RE) of 4.15% were obtained at the field plot scale and an R2 of 0.81, an RMSE of 362 kg ha–1, and an RE of 4.52% were obtained at the pixel scale of 30 m×30 m.  With increasing observation errors, the accuracy of the yield estimates obviously decreased, but an acceptable estimate was observed when the observation errors were within 20%.  Winter wheat yield estimates could be improved significantly by assimilating observations from the middle to the end of the crop growing seasons.  With decreasing assimilation frequency and pixel resolution, the accuracy of the crop yield estimates decreased; however, the computation time decreased.  It is important to consider reasonable temporal-spatial scales and assimilation stages to obtain tradeoffs between accuracy and computation time, especially in operational systems used for regional crop yield estimates. 
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Comparative analysis of GF-1, HJ-1, and Landsat-8 data for estimating the leaf area index of winter wheat
LI He, CHEN Zhong-xin, JIANG Zhi-wei, WU Wen-bin, REN Jian-qiang, LIU Bin, Tuya Hasi
2017, 16 (02): 266-285.   DOI: 10.1016/S2095-3119(15)61293-X
Abstract1109)      PDF in ScienceDirect      
 Using simultaneously collected remote sensing data and field measurements, this study firstly assessed the consistency and applicability of China high-resolution earth observation system satellite 1 (GF-1) wide field of view (WFV) camera, environment and disaster monitoring and forecasting satellite (HJ-1) charge coupled device (CCD), and Landsat-8 operational land imager (OLI) data for estimating the leaf area index (LAI) of winter wheat via reflectance and vegetation indices (VIs).  The accuracies of these LAI estimates were then assessed through comparison with an empirical model and the PROSAIL radiative transfer model.  The effects of radiation calibration, spectral response functions, and spatial resolution on discrepancies in the LAI estimates between the different sensors were also analyzed.  The results yielded the following observations: (1) The correlation between reflectance from different sensors is relative good, with the adjusted coefficients of determination (R2) between 0.375 to 0.818.  The differences in reflectance are ranging from 0.002 to 0.054.  The correlation between VIs from different sensors is high with the R2 between 0.729 and 0.933.  The differences in the VIs are ranging from 0.07 to 0.156.  These results show the three sensors’ images can all be used for cross calibration of the reflectance and VIs.  (2) The four VIs from the three sensors are all demonstrated to be highly correlated with LAI (R2 between 0.703 and 0.849).  The linear models associated with the 2-band enhanced vegetation index (EVI2), which feature the highest R2 (higher than 0.746) and the lowest root mean square errors (RMSE) (less than 0.21), were selected to estimate the winter wheat LAI.  The accuracy of the estimated LAI from Landsat-8 was the highest, with the relative errors (RE) of 2.18% and an RMSE of 0.13, while the HJ-1 was the lowest, with the RE of 2.43% and the RMSE of 0.15.  (3) The inversion errors in the different sensors’ LAI estimates using the PROSAIL model are small.  The accuracy of the GF-1 is the highest with the RE of 3.44%, and the RMSE of 0.22, whereas that of the HJ-1 is the lowest with the RE of 4.95%, and the RMSE of 0.26.  (4) The effects of the spectral response function and radiation calibration for the different sensors are small and can be ignored, but the effects of spatial resolution are significant and must be taken into consideration in practical applications.
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Effects of meteorological factors on different grades of winter wheat growth in the Huang-Huai-Hai Plain, China
HUANG Qing, WANG Li-min, CHEN Zhong-xin, LIU Hang
2016, 15 (11): 2647-2657.   DOI: 10.1016/S2095-3119(16)61464-8
Abstract1275)      PDF in ScienceDirect      
    The sown area of winter wheat in the Huang-Huai-Hai (HHH) Plain accounts for over 65% of the total sown area of winter wheat in China. Thus, it is important to monitor the winter wheat growth condition and reveal the main factors that influence its dynamics. This study assessed the winter wheat growth condition based on remote sensing data, and investigated the correlations between different grades of winter wheat growth and major meteorological factors corresponding. First, winter wheat growth condition from sowing until maturity stage during 2011–2012 were assessed based on moderate-resolution imaging spectroradiometer (MODIS) normalized difference vegetation index (NDVI) time-series dataset. Next, correlation analysis and geographical information system (GIS) spatial analysis methods were used to analyze the lag correlations between different grades of winter wheat growth in each phenophase and the meteorological factors that corresponded to the phenophases. The results showed that the winter wheat growth conditions varied over time and space in the study area. Irrespective of the grades of winter wheat growth, the correlation coefficients between the winter wheat growth condition and the cumulative precipitation were higher than zero lag (synchronous precipitation) and one lag (pre-phenophase precipitation) based on the average values of seven phenophases. This showed that the cumulative precipitation during the entire growing season had a greater effect on winter wheat growth than the synchronous precipitation and the pre-phenophase precipitation. The effects of temperature on winter wheat growth varied according to different grades of winter wheat growth based on the average values of seven phenophases. Winter wheat with a better-than-average growth condition had a stronger correlation with synchronous temperature, winter wheat with a normal growth condition had a stronger correlation with the cumulative temperature, and winter wheat with a worse-than-average growth condition had a stronger correlation with the pre-phenophase temperature. This study may facilitate a better understanding of the quantitative correlations between different grades of crop growth and meteorological factors, and the adjustment of field management measures to ensure a high crop yield.
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